Personal Finance
How do I use the NUA strategy?
Quick Answer
To use NUA: have a qualifying event (separation, 59½, death, disability), take the entire plan in one calendar year, send shares in-kind to a taxable brokerage, and direct-roll the rest to an IRA. Pay ordinary tax on basis only.
Warren Team
Updated April 26, 2026
35
Warren Team
Updated April 26, 2026
35
Important Disclaimer:
The information provided is for educational purposes only and should not be considered as personalized financial advice. Warren is a registered investment advisor. Past performance does not guarantee future results. Please consult with a qualified financial advisor before making investment decisions.
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